FoundRoot: Towards Foundation Model for Root Cause Analysis via Structured Deep Thinking
Root Cause Analysis (RCA) for service systems is critical for ensuring their reliability, while its application remains challenging because of the large number of metrics and the complex causal relationships. Classical RCA methods typically rely on statistical or rule-based approaches, making them difficult to generalize to unseen systems. The introduction of Large Language Models (LLMs) has partly addressed these challenges with their understanding of the domain-specific semantics of metrics and reasoning capabilities. However, they still struggle with incomplete or shallow reasoning when facing a large amount of metrics. To address these limitations, we present FoundRoot, a reinforcement learning (RL)-enhanced LLM foundation model for zero-shot RCA. FoundRoot features a novel structured deep thinking paradigm, which breaks down the RCA reasoning into several goal-oriented substeps, enhancing the completeness and reasoning capability of the causal relationship. We collect and curate diverse open-sourced RCA datasets across different systems and introduce a data augmentation technique to ensure data scalability. We design a two-stage training pipeline that includes supervised fine-tuning (SFT) and RL to align the LLM with the structured deep thinking paradigm, which significantly improves its reasoning quality. Extensive experiments on four datasets show that FoundRoot outperforms both classical and LLM-based methods in RCA accuracy on unseen systems, achieving 2.9%-42% mean reciprocal rank (MRR) improvements.
Thu 16 AprDisplayed time zone: Brasilia, Distrito Federal, Brazil change
14:00 - 15:30 | Dependability and Security 6SE In Practice (SEIP) / Research Track / SE in Society (SEIS) at Oceania X Chair(s): Elizabeth Dinella Bryn Mawr College | ||
14:00 15mTalk | "Where is My Troubleshooting Procedure?": Studying the Potential of RAG in Assisting Failure Resolution of Large Cyber-Physical System SE In Practice (SEIP) Maria Teresa Rossi University of Milano Bicocca, Italy, Leonardo Mariani University of Milano-Bicocca, Oliviero Riganelli University of Milano - Bicocca, Giuseppe Filomento University of Milano - Bicocca, Danilo Giannone University of Milano - Bicocca, Paolo Gavazzo University of Milano - Bicocca Pre-print | ||
14:15 15mTalk | Deploying SafeKAN for Anomaly Detection in Safety-Critical Satellite Operations: An Industry-Guided Study SE In Practice (SEIP) Alberto Petrucci Gran Sasso Science Institute (GSSI), Francesco Basciani Gran Sasso Science Institute (GSSI), Franco Raimondi Gran Sasso Science Institute (GSSI), Patrizio Pelliccione Gran Sasso Science Institute, L'Aquila, Italy | ||
14:30 15mTalk | FoundRoot: Towards Foundation Model for Root Cause Analysis via Structured Deep Thinking Research Track Zhe Xie Tsinghua University, Zeyan Li ByteDance, Xiao He Bytedance, Shenglin Zhang Nankai University, Longlong Xu Tsinghua University, Yuzhuo Yang Tsinghua University, Tieying Zhang ByteDance, Jianjun Chen Bytedance, Rui Shi Bytedance, Dan Pei Tsinghua University | ||
14:45 15mTalk | An Ontology-Based Approach to Security Risk Identification for Container Deployments in OT Contexts SE In Practice (SEIP) Yannick Landeck fortiss GmbH, Dian Balta fortiss GmbH, Martin Wimmer Siemens AG, Christian Knierim Siemens AG DOI Pre-print Media Attached | ||
15:00 15mTalk | PCICF: A Pedestrian Crossing Identification and Classification Framework SE In Practice (SEIP) Junyi Gu Chalmers University of Technology and University of Gothenburg, Beatriz Cabrero-Daniel University of Gothenburg, Ali Nouri Volvo cars & Chalmers University of Technology, Lydia Armini Chalmers University of Technology and University of Gothenburg, Christian Berger Chalmers University of Technology, Sweden | ||
15:15 15mTalk | Engineering Future Critical CPSs with Trustworthy GenAI Across the Lifecycle SE in Society (SEIS) Alessio Bucaioni Mälardalen University, Antonio Cicchetti Mälardalen University, Gordana Dodig-Crnkovic Mälardalen University, Romina Spalazzese Malmö University, Emma Söderberg Lund University, Daniel Varro Linköping University / McGill University | ||