ICSE 2024
Fri 12 - Sun 21 April 2024 Lisbon, Portugal
Tue 16 Apr 2024 12:00 - 12:15 at Daciano da Costa - Keynote 1 and Paper Session Chair(s): Vali Tawosi

Fund activities such as subscriptions or redemption of shares to issuers, fee management, and acquisition or sale of holdings may affect the fund’s compliance to requirements of different sources (legal, regulatory but also self-imposed requirements) with potentially huge impact such as hefty fines. One pressing challenge for fund managers and regulators is to target live monitoring of such activities in order to evaluate compliance as soon as possible and in a continuous way. Setting the rules for automatic monitoring and checking the compliance of fund activities is difficult due to the complexity and heterogeneity of the applicable requirements and the observability of data. In this position paper, we introduce our vision toward runtime monitoring of fund activities. Specifically, we aim at extracting monitoring rules from legislation and fund documentation and at providing automated support for enabling the runtime verification of fund activities.

Tue 16 Apr

Displayed time zone: Lisbon change

11:00 - 12:30
Keynote 1 and Paper SessionFinanSE at Daciano da Costa
Chair(s): Vali Tawosi J.P. Morgan AI Research
11:00
60m
Keynote
Augmented Agile: Human-centred AI-assisted Software Project Management
FinanSE
Rashina Hoda Monash University
12:00
15m
Short-paper
Toward Automated Compliance Checking of Fund Activities Using Runtime Verification Techniques
FinanSE
Marcello Ceci University of Luxembourg, Nicolas Sannier University of Luxembourg, SnT, Donghwan Shin University of Sheffield, Sallam Abualhaija University of Luxembourg, Domenico Bianculli University of Luxembourg, Michael Halling University of Luxembourg